Transition Support
We want to get to know you.
Just as you get to know your clients, we want to establish open communications to learn about you and your business to better guide you through your transition to J.P. Turner.
We recognize that there are many reasons for changing broker-dealers and we will take the time to ask the right questions in order to give you answers based on your unique business needs. Our experienced team and streamlined transition process helps you and your staff to stay focused on your clients during your move. Our approach results in minimal business disruption, increases the confidence of your staff and focuses on the satisfaction of your clients.
Our structured process includes:
- Pre-Hire Questionnaire
- Business Consultation
- Transition Timeline
- Appointment Process
- Account Transfer Process
- New Office Orientation
The first thing you'll notice about J.P. Turner is the personal attention we provide. The time spent getting to know you and your business during the application process allows us to more efficiently transition your business and your clients. You will be assigned an operations transition specialist that will help get your business up and running and transfer your client accounts quickly. We understand how much time and energy you've invested into your business and will do everything possible to support you—from start up, through practice maturity and beyond.
What makes us unique? In addition to our highly experienced leadership team composed of seasoned financial professionals, personal attention and genuine desire to see you succeed, we provide:
A dedicated operations transition specialist. You will be assigned an operations transition specialist to assist you in getting your J.P. Turner business up and running. Providing assistance on-site or over the phone, your questions will be answered promptly, you will receive training on software and systems and assistance can be provided to transfer your client accounts quickly.
A transitions area vice president (AVP). Our transitions AVP will assist you in setting up your J.P. Turner branch office. Providing support and supervision, your AVP will work closely with your operations transition specialist to introduce you to J.P. Turner's processes and help you get your business up and running as quickly as possible.
Turn-key marketing solutions. Get your J.P. Turner business up and running quickly using our online ordering system. From business cards and stationary to brochures and ads, you will have access to a variety of marketing tools to help you promote your J.P. Turner business.
Access to highly experienced compliance personnel. Our compliance department is vigilant about protecting you, your clients and J.P. Turner. During your transition period they will oversee the transfer of your client accounts to ensure the transition is handled properly. They will help you remain in compliance throughout the life of your practice, helping you protect yourself as well as your clients.
Advanced communication systems. During your transition, our MIS department can analyze your business needs and recommend cost-effective products to meet your technology needs.
Contact us to learn more about the opportunities at J.P. Turner 